Financial Advisors & Accounting
Meet your obligations. Keep your clients' trust.
Independent advisors and accounting offices carry some of the most sensitive data there is — and some of the most specific rules for protecting it. We help you meet the cybersecurity requirements that come with the territory: SEC Reg S-P and the Safeguards Rule, FINRA cybersecurity guidance, and a written information security program (WISP) that actually reflects how your office works.
We've supported independent advisory offices — including teams operating on major platforms like LPL Financial — running the IT and security behind the scenes. We're veteran-owned, we speak your compliance language without making you learn ours, and we're one call away, not across the country.
How we help, under one team.
Regulatory-aligned security
Controls mapped to SEC Reg S-P / Safeguards Rule and FINRA cybersecurity expectations.
Written Information Security Program (WISP)
We help you build and maintain the documented program regulators and broker-dealers ask to see.
PCI DSS support
If you take card payments, we help you meet PCI DSS requirements for handling them.
Client-data protection
Encryption, MFA, and least-privilege access around the data your clients trust you with.
Platform-savvy IT
Practical support for advisors on independent platforms, plus the everyday IT that keeps the office running.
- SEC Reg S-P / Safeguards Rule alignment
- FINRA cybersecurity expectations
- Written Information Security Program (WISP)
- PCI DSS support for card payments
We help you reach and maintain these — your legal/compliance advisors own the filings.
Independent financial advisors, RIAs, and accounting/CPA offices across the Jacksonville area — Duval, St. Johns, Clay, and Nassau counties. We focus on advisory and accounting practices, not retail banking.
Financial Advisors & Accounting, answered.
Can you help us meet SEC and FINRA cybersecurity expectations?
- Yes. We align your security controls to SEC Reg S-P and the Safeguards Rule and to FINRA's cybersecurity guidance, and we help you build the written information security program (WISP) they expect to see. We're your IT and security partner — your compliance and legal advisors own the filings.
Do you have experience with advisors on platforms like LPL?
- Yes. We've supported independent advisory offices, including teams operating on major platforms such as LPL Financial, handling the in-house IT and security side. We work behind the scenes on the technology, not the platform relationship itself.
We take card payments — can you help with PCI compliance?
- Yes. We help you meet PCI DSS requirements for handling card payments, from network segmentation to the everyday practices that keep cardholder data protected.
Why do advisors and CPAs trust CyberTech with compliance-driven IT?
- We're a veteran-owned Jacksonville team with a Master's in Cybersecurity, the CompTIA security stack, and real experience supporting advisory offices on platforms like LPL Financial. We align your controls to SEC Reg S-P, the Safeguards Rule, and FINRA guidance — you keep the client relationships and the filings; we handle the technology and security.
Let's talk infrastructure.
Tell us where you are — we'll map your stack, security gaps, and automation opportunities, then scope a plan built around you. No pressure, no obligation.
Veteran-Owned & Operated